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I began my research with a writer who could hardly be considered
a political scientist- Thucydides. Although Thucydides is the author
of a single book, The Peloponnesian War, he presents his argument
"as quest for the truth" and believed that his work was
a "possession for all time." He addressed many universal
questions and it is my belief that instead of attempting to classify
his thought as did W. Jaeger v. L. Strauss, we should take a closer
at the book's most distinctive features. The notion of fear is central
in his political analysis and the pages of History studied make
reference to that force.
Many writers since Thucydides time have recognized the political
importance of his analysis. The most powerful reformulation of his
theory is the "protective-obedience axiom" developed in
the mainstream of political theories of Machiavelli, Hobbes and
Schmitt. All of them referred to fear as a "representative
and powerful force" Carl Schmitt accepts the Hobessian "protective-obedience formula." Hobbes had a profound effect on Schmidt's thought. The heart of this neo-Hobbesian project derives from their similar sociopolitical situations. Schmitt observes that Hobbes formulated his political theory in "terrible times of civil war" where "all legitimate and normative illusion with which men like to deceive themselves regarding political realities in periods of untroubled security vanish." But Schmitt shares with Hobbes not only a similar sociopolitical context but similar an outlook on the essence of politics and the "nature" of humanity as well. Schmitt's task then is to elaborate on Hobbes' view of humanity and revive of the fear that is characteristic of mans natural condition in three ways:(1) by demonstrating the substantive affinity between his concept of political and Hobbes' state of nature, (2) by making clear the ever-present possibility of a return to that situation in the form of civil war and (3) by convincing individuals that only a state with monopoly on decision regarding what is "political" can guarantee peace and security. In his highly provocative essay titled The Concept of Political, he focused on Hobbes' central concern, mainly, his protective-obedience axiom, which with modification, he made his own: "On this principle rest the feudal order and the relation of lord and vassal, leader and led, patron and clients. No form of order, no reasonable legitimacy or legality can exist without protection and obedience. The protego ergo obligo is the cogito ergo sum of the state. A political theory which does not systematically become aware of these sentences remains an inadequate fragment (11). Hobbes designated this as the true purpose of his Leviathan, to instill once again "the mutual relation between Protection and Obedience" (11). In the study titled Leviathan in the State Theory of Thomas Hobbes: Meaning and Failure of a Political Symbo, Schmitt approached Hobbes' theory from numerous perspectives. Schmitt especially notes the tension in Hobbes between his "vitalistic" conception of human appetites and "mechanistic" ones. Schmitt seemed Hobbies' theory of state to be of great importance. Hobbes is denoted as "incomparable political teacher." According to Schmidt, that state, outlined as an "armature of modern state organization, requires uniformity of will and uniformity of spirit" (12). The relation between protection and obedience is the basic core of every modern state: " The state machine either functions or does not function. In the first instance, it guarantees me security of physical existence, in return it demands unconditional obedience to the law by which it functions. All further discussion lead to a "pre-political" condition of insecurity, where ultimately one can no longer be certain of ones physical security because the appeal to justice and truth does not produce any kind of peace but instead leads to war, very wicked and vicious" (13). Many believe that Schmitt picks up when Hobbes leaves off (G. Schwab). Focusing on the natural conditions between organized groups or states. According to Schmitt, the political word is pluriverse, a dangerous jungle of self-interested partnerships, shifting tactical alliances, open disagreement and outbreaks of violent conflict. These specific political phenomenas are reflection in the fact that human beings are dangerous and dynamic figures who are often drove, by force of circumstances, to commit devilish acts. Thus, this rule of human nature applies to commissarial and sovereign dictatorship. "The wonderful armature of a modern state organization requires uniformity of will and uniformity of spirit. When a variety of different spirits quarrel with one another and shake up the armature, the machine and its system of legality will soon break down. The institutions and concept of liberalism, on which the positivist law rested, became weapons and power positions in the hands of illiberal forces." The leviathan, personified the state as being a "huge machine," collapsed when a distinction was drawn between the state and individual freedom. That happened when the organizations of individual freedom were used like knives, by anti-individualistic forces to cut up the leviathan and to divide his flesh among themselves. Thus did the mortal god for second time" (14). The Hobbesian protection-obedience axiom correctly grasped that the conditio sine qua non of social peace was the existence of a sovereign power able to guarantee respect for law, and , therefore capable of assuaging constant fear of uncivil actions. But what Hobbes did not realize was that power based solely on coercion could never free individuals from fear; it would be, rather, force them to live in permanent terror, limited freedom and fear. This is a key point in the instructive interpretation of fear and political power by early twentieth century political writer and historian, Gugliemo Ferrero.
Ferrero acknowledges that the function of power, the institutionalization
of the command-obedience relationship within a given society, is
to free men and women from the fear they have of each other, but
he insists that this relationship contains a paradox fraught with
terrible consequences. In order to eliminate the fear which individuals
have of their fellows, political power creates another type of fear,
the fear of power itself. Power generated by the fear in which individuals have of each other is utilized to induce fear in order to be obeyed. This means that power is dominated by a fear of a revolt by those who are governed, a fear that Elias Canetti subsequently called the "anguish of command." This state of affairs highlights the symbiotic relationship between those that rule and those being ruled, or the dual nature of power. One the one hand, power is an institution that protects and keeps society united. one the other hand, however, it is a machine that oppresses its subjects. Gramsci's famous theory of hegemony and Pareto's notion of "political formula" underlines the same fact (16). So does Norbert Elias' Ueber den Prozess der Zivilization, which develops the notion of an "apparatus of self-restrain" functioning as a form of "internal pacification." According to Elias, the crucial point is to balance the two functions for the members of the state regulated society and thus to, ensure a degree of natural pacification. Elias' work contains an implicitly progressive view of the growth pattern of modern civility, symptomatic of which is his general neglect of the ways in which behavioral codes of a civilizing process may check the process of the liberation of power and redeploys, sanitize and camouflage disciplinary and other violence without necessarily diminishing it (17). Ferrero's main concern is to address to fulfil its historical mission, which is to quell fear by exercising command according to principles of legitimacy shared by both governors and governed. He writes that "the principles of legitimacy are justification of power, that is, the right to command. Such justification is an essential requisite of social order, since of many inequalities between men, none have far-reaching consequences, and hence such need for justification, as inequality deriving from power." If these principles of legitimacy are accepted without serious reservation, they provide a moral sanction for the dialectic of command and obedience which is the basis of social peace. The commander is not seen as an usurper, but, rather, as someone exercising a right. To obey his orders is a duty. he is thus freed from the "anguish of command." "At the very heart of the principles of legitimacy, writes Ferrero, "is capacity to exorcise fear, the mutual fear that always arises between power and its subjects. The most important part of society , government, can attain its perfect state, legitimacy, only by means of unspoken contract. The principles of legitimacy are simply the different formulas of that unspoken contract" (18). From the time this is accepted, either actively or passively, every principle of legitimacy implies, therefore, the duty to obey on the condition that certain rules observed; it is a contract . If either party fails to respect the contract , the principle of legitimacy is no longer valid, and guarantees security neither to power nor to its subjects. Fear is then reborn. The unspoken contract is violated, the Hobessian state of nature re-emerges, and widespread fear grips everyone. For Ferrero, then, the destruction of legality is the most traumatic experience for any society. Great social upheavals and civil wars are examples of such dramatic state of affairs. "When legality of social body is destroyed, even though the destruction may be justified by the vices or weakness of legality, fear invades everyone; the first to feel fear destroys themselves, after which it spread to others" (19). In such a situation, the whole society is thrown into chaos: people suddenly discover that they can no longer trust one another; the unspoken contract is of no value; and fear dominates society, altering all behavior. According to Ferrero, nothing better displays such a condition of "great fear" than the French Revolution. One of the oldest and most sophisticated societies disintegrated before the eyes of the world. It simply woke up one morning to find itself without an army , without justice, police, administration, and laws. It was caught in the grip of diabolic cycle of fear: terror, coups d' etat, revolutionary dictatorship, invasions and war without rules. Accordingly, Ferrero interpreted 1789 as an "abscess of fear" that terrified first France and then all Europe. At this point, Ferrero begins his analysis of revolutionary dictatorship, which, in his opinion had its first expression in the political power of Napoleon Bonaparte. The great political crisis (the "great schism" in use Ferrero's term) and the war that followed consolidated an entirely new form of political domination that endangered civility and political liberty. Ferrero follows the pattern of liberal thought stretching from Constant to Talmon, but his interpretation of the totalitarian nature of revolutionary dictatorship is particularly original because it highlights the generally neglected problem of fear in political theory. Napoleons power is seen as an example of power that violated democratic legitimacy, suppressed the right of opposition and the freedom to vote. Such forms of government are an inversion of the democratic formula, for the will of the nation is silenced and directed by the government itself. The nation is said to enjoy sovereignty. But, it is actually deprived of the essential components of such power, even in its moment of maximum glory. A revolutionary government is an illegitimate government, since, instead of freeing its subjects from fear, it turn them, in unprecedented way, into its victims. Fear is an "energetic principle" of a form of government.
Ferrero's concept of "revolutionary dictatorship" is of great importance and it related to the family of concepts used in political theory, ancient and modern, which play significant part in the theories of illegitimate rule. As it is well known, tyranny and despotism were classical concepts. In France despotism replaced tyranny as a term for corrupted monarchy. Although, no comprehensive reconstruction of despotism is yet available, it is a fact, that since the end of the 17th century, and during 18the century, the problem of despotism occupied great interest in the field of political theory. Montesquieu is a central figure in this tradition. Despotism is perhaps his greatest innovation in the classification of political orders. He took into account virtually every development of the concept of despotism; from its formulation in the Greek society to its identification with slavery, and its most recent form as system of government. As Melvin Richter, in his extensive study of the concept of despotism in political theory of Montesquieu, stressed that "despotism was for him, not simply a structure of state power and offices, but as a system with a characteristic social organization propelled by fear...thus he argues in a number of ways the characteristics peculiar to despotism: its suppression of conflict I the name of order; its refusal to recognize the legal status of intermediate groups, and finally, its insistence upon unquestioned obedience to command " (20). Passive obedience presupposes education of the kind peculiar to despotism: the subject must be ignorant, timid, and broken in spirit; despotism belongs to the population without the tradition of self-government and countries where climate (mores) favors acceptance of arbitrary rule. Its existence is simple and virtually incompatible with the existence of any law that limits the caprice of the despot. The "principle" of despotism is fear. It is simple principle, its end is tranquility, but tranquility cannot be called peace, "it is only silence by those towns which enemy is ready to invade" (21). Montesquieu, through his explanation of fear as a distinctive principle of despotic government, introduced a distinctively modern element into the discussion of illegitimate forms of political orders. It was by no accident that his principal target in this discussion was Hobbes who had thought to make absolute government legitimate by arguing that it alone could end insecurity of isolated individuals. Montesquieu, on the other hand, argued that any regime, which is absolute, makes fear pervasive and universal. Thus, Montesquieu treated fear in politics with subtlety and depth, previously absent from discussion. Already, he perceived that a regime seeking to completely control its subject requires more than a formal structure. It must rely heavily upon psychological manipulation and neutralization of the opponents in politics through fear. He noted that despotism is always being corrupted because its principle, fear, is corrupt. The degeneration of each government generally begins with the corruption of its principle. A despotic government will destroy itself by its own inner logic, while in all other forms of government, correction can prevent corruption. Tyranny and despotism were classical concepts for "negative political regimes"; but in the 19th and 20th centuries, new concepts of illegitimate and quasi-legitimate government were developed. In his famous lectures of 1828 on the History of Civilization in Europe, Guizot revamped the theory of legitimacy in such a way as to maintain it as standards as being the pluralist theory of justice, reason and right in politics. He argues that all power originally owed its existence at least in part to force; but, at the same time, he warned, all forms of government know that force is no title. Hence, the first characteristic of political legitimacy is "to disclaim violence as source of authority and to, associate it with moral notion of justice, of right, of reason." Legitimacy, noted Guizot, has nothing to do with absolute power and is incompatible with the personal will of an individual or group. Indeed any such claim is illegitimate. Amongst the four forms of illegitimate power the worst is "democratic despotism." Such a type of regime is based on a complete transfer of the sovereignty of people to a single individual. Accordingly, it is a pure and unmixed despotism. A. Tocqueville, who as young man sat in the large audience attending Guizot's lectures, was not unaffected by his concept of political legitimacy and illegitimacy. In his introduction to Democracy in America, he asked under what conditions do we regard the legitimate exercise of political power and obedience to it. Using the indirect method implicit in political philosophy, Tocqueville combined the study of legitimacy and political liberty with inquiry into those regimes regarded as illegitimate. After the French Revolution, the terror, and the rise of the first Napoleon, a number of theorists expressed the view that modern politics and society had been transformed and all previous regime classification had become obsolete. After the coup d' etat of Louis Napoleon in the middle of the 19th century, the term "caesarism" and "bonapartism" became current. Once again, theorists of the modern age in politics were taking surprise. No one had foreseen that out of the revolution of 1848, a regime would emerge. To explain this post-democratic phenomenon, to specify its characteristic became the task of most influential scholars (Tocqueville, L.von Stein, W. Roscher, H. Treitsche etc). It was often argued that under such dictatorships, subject were put under grater constrains than under tyranny, despotism or monarchy. The modern age was the first to use such effective techniques as psychological manipulation, mass mobilization, the organization of enthusiasm by nationalistic appeals and effective spreading of "organized fear" (Ferrero). The quasi-legitimate government is, as stated by Ferrero, one which hides the principle of force, fear, and insecurity behind apparent institutions and apparent legitimacy. According to Ferrero, the quasi-legitimate government is hardest to understand because these forms of government seek justification in the conflicting principles of legitimacy. It lives under an inadmissible contradiction and because it lives under an inadmissible contradiction, it is in constant danger of insulting the common sense and morality of its subjects. As a result, it must strive to conceal its real nature. It may enjoy the advantages of quasi-legitimacy only insofar as it succeeds in disguising itself. Ferrero adds that whole generation may obey a government of this kind without ever suspecting its real nature, or believing that it is opposite of what it actually is. In such political order, nothing is stable, permanent, definite or organic (22). H. Treitsche pointed out that this form of regime, democratic tyranny, arises when the mass of people grew in political mobilization and in ambitions, but he added a new moment stressing that a distinctive feature of such a form of government was an attempt by the ruler to increase a glory of the state and his power by wars. " Thus Ceasarship was never a matter of legitimate inheritance, its possessor held it by no established right, therefore it was Tyranny ...It is significant of the nature of this form of government that its title should nothing more or less than the name of a man...It is clear that here the characteristics of true monarchy, peace, and security are totally lacking" (23). Franz Neumann follows this line of argument, stressing that "in some situations, the dictator may feel compelled to build up popular support, to secure a mass base for either for his rise to power or for the exercise of it, or for both. We may call this type a caesaristic dictatorship, which, as the name indicates is always personal in form" (24). He adds a very specific kind of identification to that type of order; "caesaristic identification." This kind of identification of masses with a leader is most the regressive form of political identification. Such a form of political identification plays a role in history when the situation of the masses is objectively endangered, when the masses are incapable of understanding the historical process, and when fear is activated by the danger becomes aggressive fear through manipulation. Those regressive and totalitarian movements are always accompanied by a conspiracy theory of history as being a false legitimating principle. Eric Voegelin adds to that analysis that Caesarism is essentially related to corrupt people (Tocqueville pointed out that "corruption" is formative principle of despotism), to the low level of political society and to the decline of civic virtue and public spirit.
In the previous chapters, I reproduced the most important streams in political theory concerning the relationship between fear and politics. But, for several reasons we mentioned they remain one-sided in one very important aspect; that being the inherent fear and abuse rooted in the framework of social and political institutions remains even in the climate of "legitimate power" and "well ordered political society." This is a central part of Judith Shklar's political theory and her stimulating study, The Liberalism of Fear. It is worthwhile to take a moment to provide few words about Judith Shklar's background to help us to better understand her interest into the problem of fear. She came from a family of German Jews in Riga, and thus belonged to triply besieged minority. Her experience as a refugee, as well as his later life as an emigrant in America, explains her outlook on political power. She once wrote that there are two kinds of political scientists: those who would like to exert it, and those who study power because they fear of it; those who would like to ride the horse of power, and those who are scared of being trampled by it. She puts herself in the second category. This was the germ that leads to her most important contribution, Liberalism of Fear. She reinforced the notion of "negative politics" in political theory in much the same manner as Montesquieu. As Michael Walzer noted, "Her politics was largely negative, it is the way liberalism of fear is most often understood." Shklar argues that fear, strictly secular and worldly, which concentrate on the avoidance of cruelty and pain, can provide a solid ground for a universal political theory. She attempted to base a political theory on fear rather than rights. She contrasted the "liberalism of fear" with the "liberalism of rights." In contrast to the dominant stream in liberal theory, she sees the pursuit of rights as secondary. She argues that individual rights represent a means of diminishing public cruelty and fear, rather than a primary end of liberal politics. Protection against the fear of cruelty "both begins and ends with the political institution as being right." In, A Life of Learning, she made similar claims: "As I read Montaigne, I came to see that he did not preach the virtues but reflected on our vices, most cruelty and betrayal. When I asked myself, what would a careful thought, through political theory that "put cruelty first" be like? I took it as my starting point that the willful infliction of pain is an unconditional evil and tried to develop a liberal theory of politics from that ground up. I was especially drawn to skepticism, autonomy and legal security... as our best hope for less brutal and irrational word" (25). "Putting cruelty first," means that we start with what we most want to escape. This form of politics is founded equally on the history of war and revolution in the twentieth century and Shklar's own experience..." (26). In addition, it is worth mentioning a surprising a characteristic by a political philosopher. She was deeply concerned about the psychology of political actions. She, like Montesquieu, was interested to know how "character and government" constantly mold each other. Dealing with liberal regimes, she focused not on elites and central institutions, but on the ordinary citizens, daily victims and their problems, a view from the bellows ("everyday life"). Accordingly, she believed that justice means not doing more harm. Thus, she sketched the character of "good liberals" in term of avoiding cruelty, snobbery, fear and betrayals. Her focus is on avoidance rather than on fulfillment; on evil rather than on virtue; on injustice rather than on justice. Above all, she stresses that "fear is ultimately an evil moral condition." Her distrust of government was complemented by an equally deep suspicion of the oppressive power of communities, especially nationalism. Given the inevitability that inequality of military, police, and persuasive power which is called government, there is always something to fear. Putting fear of physical cruelty and abuse as her first challenges, she concluded that the state ought to be prime target; liberalism of fear tells us that we ought to fear the state we have created. Governments are institutions that have the greatest capacity for intolerance and cruelty; hence, state is what citizens fear first and foremost. "Fear and favor that have always inhibited freedom are overwhelmingly generated by government, both formal and informal"(27). Accordingly, one may, thus, be inclined to celebrate the blessings of liberty rather than to consider the dangers of tyranny. Systematic fear is a condition that makes freedom impossible and is aroused by the expectation of institutionalized cruelty more than anything else (28). Acute fear is most common in social control, and the liberalism of fear is a response to these undeniable actualities and it therefore concentrates on damage control. In the liberalism of fear, the basic units of political life are not discursive and reflective persons, not friend and enemies, but weak and powerful. The basis of freedom liberalism wants to secure is freedom from the abuse of power and intimidation of the defenseless that this difference invites. Accordingly, liberalism of fear does not offer a summum bonum, it does begin with summum malum. Thus, evil is cruelty and inspires fear. According to Judith Shklar, the only possible liberalism is liberalism that thrives above all to tame the individual cruelty ("cruelty is absolute evil") and the most blatant form of injustice. "The fear of fear does not require any further justification, because it is irreducible. It can be both the beginning and the end of political institutions such as rights" (29). According to Judith Shklar, there are "positive" and "negative" sides to the liberalism of fear. On the positive side, it means that the rule of law and of procedural fairness includes access to all "court, legal services and policy protections; the dispersion of power, property and the consent as continuos process under condition of "personal freedom." One the negative side, it means that there is the possibility that different individuals, protected from fear, could do something with their lives. The goal of liberalism of fear is not to eliminate fear, an outcome neither practicable nor unequivocally desirable. Fear can play a very different role in the lives of men: activation of a state of fear can play warning role. "To be alive is to be afraid, and so much to our advantage in many cases, since alarm often preserves us from dangers" (30). The goal of liberalism of fear is to cut fear down to the size; to tame it, and doing so to open up the widest possible degree a space in which citizen can "make effective decision without fear." The task of liberalism is "to restrain potential abuses of power in order to lift the burden of fear from the shoulders of adult women and men." Let me conclude this paper by following an argumentative discourse by Judith Shklar. Public cruelty is not just an occasional personal inclination. It is made possible by the difference in public power and it is almost always built into the system of coercion upon which all governments have to rely to fulfill their essential functions. Therefore, a minimal level of fear is implied in any system of public, coercive government. The fear it does not prevent is that which is created by arbitrary, unexpected, unnecessary and unlicensed act of force and by habitual and pervasive acts of cruelty in any regime.
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